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Periodic and recurrent tilings

A periodic tiling is one that is preserved by a nontrivial translation tex2html_wrap_inline6022 (i.e. tex2html_wrap_inline6230 ). A two-dimensional tiling may have one or two independent translational symmetries. For instance, the hexagonal tiling in this figure is invariant under both

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assuming that the side of the hexagon is length 1. The square and equilateral tilings are also invariant under two independent translations.

The triomino and sphinx tilings have no translational symmetries. This is because there is a unique way to group the tiles into groups of 4 which form larger copies of the prototile. This may be formulated precisely as follows. Suppose the self-similar tiling is

displaymath6232

where we have listed the individual tiles tex2html_wrap_inline5910 in some order. Suppose the self-similarity of the tiling is tex2html_wrap_inline6134 . A group of tiles is a finite set tex2html_wrap_inline6238 , ..., tex2html_wrap_inline6240 such that the union

displaymath6242

is congruent to tex2html_wrap_inline6244 for some j. The property we want is that each tile tex2html_wrap_inline5910 belongs to a unique group G. This is not true for the square or equilateral triangle tilings (see this figure), because each tile can belong to several choices of groups. In fact, each tile belongs to four different groups, in those cases.

A bit of examination (and a larger bit of proof) should convince the reader that each triomino fits into exactly one group of four triominoes that forms a larger triomino. The same is true for the sphinx tiling. We say these tilings have a unique deflation; a large portion of the triomino tiling with the grouping marked is portrayed in this picture.

   figure949
Figure 27: Piece of triomino tiling with groups marked in thick lines

The relation to the existence of translational symmetries is described by:

THEOREM: ([GS87], p. 524) A self-similar tiling with a unique deflation has no translational symmetries.

The proof is an interesting example of the interplay between dynamics and symmetry (or lack thereof). Suppose there is a translation tex2html_wrap_inline6252 such that for every tile tex2html_wrap_inline5910 we have tex2html_wrap_inline6256 for some other j. Suppose tex2html_wrap_inline6260 is the unique group of tiles containing tex2html_wrap_inline5910 which is congruent to tex2html_wrap_inline6264 for some tile tex2html_wrap_inline6266 with U being the self-similarity of the tiling. Then T takes each tile in tex2html_wrap_inline6260 to another tile. Thus, tex2html_wrap_inline6274 is a group of tiles containing tex2html_wrap_inline5918 which is still congruent to tex2html_wrap_inline6264 . By uniqueness, tex2html_wrap_inline6274 is the only such group of tiles. It follows that T is also a symmetry of the deflated tiling by groups G. The deflated tiling is similar to the original tiling, and so it also has a unique deflation. Thus, we can keep deflating the tiling (which enlarges the tiles) and T will continue to be a symmetry of the ever larger tilings. Eventually, all the tiles will be larger than the translation length tex2html_wrap_inline6288 , and so the translation by T of a tile will have to overlap with the original tile. This contradiction shows that no such translational symmetry can exist.

The non-periodicity is forced upon the tiling by the way the tiles fit together to form larger versions. This has important implications for physical processes. Crystals are formed by the positioning of atoms at the vertices of some three-dimensional tilings. Until 1984, it was postulated that the underlying tiling of a crystal had to have three independent translational symmetries. However, in the late 80's new kinds of crystal-like solids were discovered that had no translational symmetries. The mechanism by which these new solids, called quasicrystals, form has not yet been explained. However, it may be true that the building blocks may have unusual shapes like the sphinx or triomino. Grouping may in fact create arrangements of minimal energy; the need for the blocks to form groups may explain why the non-periodic arrangements occur. For more information on quasicrystals, see [Sen95].

Periodic tilings repeat themselves in the sense that any arrangement of tiles that is found in one position in the tiling will recur infinitely often throughout the tiling. Self-similar tilings without translational symmetry have the same property, which is called recurrence. A patch of tiles is simply an arrangement of tiles that occurs somewhere in the tiling which is connected and has no ``holes.'' For instance, The figure below shows a patch of seven triominoes.

   figure967
Figure 28: A patch of triominoes

A patch has diameter tex2html_wrap_inline6292 if there is a circular disk of radius r enclosing the patch. For instance, in the above figure, the patch has diameter tex2html_wrap_inline6296 , given that the short side of a triomino has length 1. The property of recurrence may now be stated.

RECURRENCE: A tiling is recurrent if for any r>0 there is an R>0 such that a copy of any patch in the tiling of diameter tex2html_wrap_inline6292 occurs in any circular disk of radius R.
So the given patch occurs infinitely often throughout the tiling, and fairly frequently at that. Recurrent non-periodic tilings have a builtin sense of disorientation: just knowing the arrangement of tiles around a given position is not enough information to be able to decide where that position is in the whole tiling.

This notion of recurrence is exactly analogous to the notion of a recurrent symbolic dynamical system which we discussed in connection with the Thue-Morse system (see this section). Through the deflation process (repeated), the given patch of tiles must eventually be contained in the union of at most four larger adjacent tiles. Suppose it takes N repeated deflations to accomplish this. Up to translation, there are only finitely many possible arrangements of a collection of at most four touching tiles. Starting from one triomino, suppose it takes M generations of inflation to obtain a patch that contains all the possible configurations of at most four adjacent tiles. Choose tex2html_wrap_inline6310 so that any disk of radius R must contain a copy of a super-tile of the M+N-th generation. It follows that any disk of radius greater than R must contain a copy of the original patch.

The triomino and sphinx tilings are a bit of a cheat since they both have similarity factors 2 and since they have an underlying image of the square and equilateral triangle tilings, respectively. (Just draw in all the edges that decompose each triomino into three squares and each sphinx into 6 equilateral triangles.) We might find more interesting tilings by answering the following questions:

To start investigating these questions, we will look at a one-dimensional example. Tiles in tex2html_wrap_inline5810 are simply line segments. With only one prototile, the tiling has to be periodic; things are more involved when there are two or more prototiles. Let's suppose there are precisely two line segments of length a and b, with a<b. We will propose an inflation process for the prototiles. Under some scaling factor c, a tile of length a becomes a tile of length b. Under the same scaling, a tile of length b splits into a tile of length b followed by a tile of length a. These conditions are equivalent to two equations:

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Substituting for b in the second, we obtain

displaymath6340

Cancelling a on both sides, we have

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the quadratic equation whose roots are the golden mean and its negative reciprocal

displaymath6346

Since the similarity constant must be greater than 1, we see that this inflation process will work if tex2html_wrap_inline6348 . Starting with a single a tile, repeating the inflation produces a tiling of a half-line. The generations of the inflation process are shown in this figure. This is the tiling version of the Fibonacci L-system described in this section. To get a complete tiling of tex2html_wrap_inline5810 , simply flip a copy of this half-line over and append it to the original half-line. The resulting tiling is self-similar with scale factor tex2html_wrap_inline6356 .

   figure1004
Figure 29: Fibonacci tiling

This tiling also has the property of a unique deflation. The tiling consists of individual a's separated by one or two b's. To group the tiles into versions which are scaled by a factor of tex2html_wrap_inline6348 , we must group each a with the b to the left (in the right half-line; reverse this pattern in the left half-line) and that will leave some individual b tiles. There is no choice in this grouping. So our theorem about self-similar tilings with a unique deflation implies that this tiling is non-periodic.

This example suggest how to create many different self-similar tilings of tex2html_wrap_inline5810 . In fact, any L-system gives such a tiling. Wonderful new phenomena of this type happen in higher dimensions. Around 1974, to amuse a sick friend, Roger Penrose, a mathematician at Oxford with a passion for recreational mathematics,gif began playing around with subdividing pentagons. (Penrose's first article on the subject was Pentaplexity! [Pen79].) A smaller pentagon may be placed in each corner of a pentagon with sizes chosen so that the smaller pentagons just touch to make a sixth pentagon in the middle. The ratio of the side of the original pentagon to that of the six smaller pentagons is

displaymath6374

This construction may be repeated on the smaller pentagons. The result of three generations of subdividing is shown in this figure.

   figure1025
Figure 30: Subdividing Pentagons

Penrose noticed that the gaps formed were of the same general type: polygons with thin spikes of angle tex2html_wrap_inline6376 . He discovered a method of subdividing the gaps into smaller pentagons and similar spiked shapes, so that in general only six different shapes were required. Thus, through the process of inflation, Penrose arrived at a non-periodic tiling of the plane by these six shapes with a similarity constant of the square of the golden mean.

The whole procedure has been codified into L-systems in many different ways. The original Pentaplexity! subdivision is produced in FRACTINT by selecting the L-system Stars&Penta1 (in the file penrose.l. Variations are Stars&Penta2 and Stars&PentaColor. Having found a set of six prototiles that tile non-periodically, Penrose attempted to decrease the number, and discovered that the tiling by the six shapes could be dissected and reassembled into a tiling by two simple kites, which John Conway christened ``kites'' and ``darts.'' This dissection is exhibited in color in Stars&PentaColor. An alternative scheme was discovered which led to a pair of ``golden'' rhombi as prototiles, one ``fat'' and the other ``skinny.'' Many L-systems showing these variations can be found in FRACTINT.

Convex quadrilaterals may always be used to tile tex2html_wrap_inline5808 periodically. What is unusual about the Penrose tiles (kites-darts or fat-skinny) is that they may be marked in such a way that they may only tile non-periodically. The marking is accomplished in the L-system Penrose1Forced in tiling.l by coloring the sides of the skinny and fat rhombi. It is amazing that these beautiful tilings were discovered by a dynamical systems construction. No one has yet discovered a single tile with or without a marking that tiles only non-periodically.


next up previous contents
Next: Quasicrystals Up: Tilings as Dynamical Systems Previous: Examples of self-similar tilings

David J. Wright
Mon Aug 19 17:21:15 CDT 1996